“Resilience isn’t an outcome,” said USAID Resilience Coordinator Greg Collins at a recent Wilson Center event on measuring resilience; it is “the ability to manage adversity and change without compromising future well-being.” The wide array of individual factors that contribute to building resilience—ranging from livestock insurance and microsavings, to risk tolerance and women’s decision-making—can be challenging to measure individually, let alone in concert. But this assessment is essential for designing and implementing successful development projects: “We have to be able to answer the question: Is this building resilience, yes or no?” said Cornell University’s Chris Barrett.

Counting Social Capital: Measuring the Social and Behavioral Factors Behind Resilience

Resilience can be “building back better,” but it can also simply be a lack of negative outcomes, which makes it hard to measure in the same way as other development goals, such as access to clean water or energy. Some traditional indicators—household income level, disaster preparedness, and access to formal safety nets—can be useful ways to measure resilience. But development practitioners can learn more about resilience by measuring the psychological and social factors that underlie it.

 Resilience is not strictly response to large stressors and shocks; it is also how people handle a series of “idiosyncratic shocks—a health crisis within an individual household, or a loss of a wage earner,” said Collins, “that are just as important to people’s ability to withstand shocks and stresses as big droughts.” Thus, assessing the psycho-social dynamics within households is critical. “It is about people’s capacities, and empowering people to make choices; and it is why things like social capital and aspiration matter so much,” added Collins.

 “Of all of our findings, social capital has always turned out to be an important factor that explains households’ abilities to recover… [and] maintain higher levels of food security outcomes after being exposed to shocks,” said Mark Langworthy from TANGO International. Social capital is “the quantity and quality of social resources, networks, memberships, and groups,” said Nancy Mock from Tulane University, that enable people to “absorb, adapt, and transform in the face of shocks.”

According to Mock, social capital has three aspects:

• bonding within communities;
• bridging between communities; and,
• linking communities vertically with higher-level authorities.

This “bonding-bridging-linking” sequence is key to developing effective capacities for community and household-level resilience.

However, Langworthy suggested that social capital does have its limits: Tango International’s work in Ethiopia found that “social capital does help households respond to the shocks, but…over time, that social capital erodes.”

It is also important to measure key psychological traits, including aspiration, self-efficacy, and the confidence to adapt. We must understand and generate evidence of “the behavioral factors that are making a difference in resilience,” said Mock.

Women’s Empowerment: A Powerful Force of Resilience

Women’s empowerment is a “strategic source of resilience,” said Mock. Women’s empowerment can be measured by assessing a woman’s ability to participate in community activities, her decision-making power, and her mobility, said Langworthy. Through its household monitoring, TANGO International has found that women’s empowerment plays a strong role in recovery and transformation processes.

CARE has developed a Gender-Sensitive Climate Vulnerability and Capacity Analysis to quantify the effects of climate change on young girls, as compared to young boys. “CARE now uses markers to measure along a scale from harmful to transformative [for] how well our programs increase gender equity,” said CARE’s Mara Russell, “and we are moving in the direction of that in terms of resilience as well.”

Evaluating the effects of microsavings groups, such as CARE’s Village Savings & Loans Associations, may also help in the quest to quantify women’s independence. In Mali and Somalia, for example, these groups had “a very catalytic effect” on women’s resilience, said Mock, by giving women a space to take their finances into their own hands and develop financial safety nets for themselves.

An evaluation of a USAID Feed the Future project in Ethiopia found that following education on safety nets, “men and women increased inclusive decision-making and were more likely to plan together for droughts,” said Russell. “When men listened to their wives, this helped them to be more resilient.”

Challenges Moving Forward

“I do hope that one of the takeaways for people today is how far we’ve come on resilience measurement,” said Collins. But despite great strides in understanding the traditional and non-traditional factors that contribute to resilience, developing the tools to quantitatively measure this qualitative concept remains a challenge.

Looking forward, the effort to measure resilience will also help increase it: “If we can measure these elements, they take on new meanings,” said Russell. “It creates more of a rationale for people, households, and NGOs to address them, and it raises the attention of policy makers.”

Sources: CARE, U.S. Agency for International Development

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Written by Yuval Cohen and edited by Sarah Barnes and Meaghan Parker